Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Charles Eklund | 1534788 | 2 | 12/15/2010 | Customer Dispute | Withdrawn | $2,750,000.00 | $0.00 | See FINRA Report |
| Hunter Numa Charbonnet | 4253810 | 1 | 12/13/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Daniel Neft | 345660 | 3 | 12/02/2010 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Kenneth S Hamada | 2661699 | 2 | 12/01/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Shanon Gerald Moon | 2972931 | 1 | 11/19/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Douglas Karl Aguililla | 1713987 | 4 | 11/19/2010 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| John Thomason Oliver | 713852 | 3 | 11/15/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Vinson Hogin | 1872422 | 2 | 11/10/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Linerode | 2297824 | 2 | 11/08/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Edward Brett Lewis | 2248235 | 3 | 11/08/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |