Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie Huntington | 1703090 | 1 | 01/28/2011 | Customer Dispute | Withdrawn | $19,000.00 | $0.00 | See FINRA Report |
| Allison Tunnicliff Covington | 4360472 | 7 | 01/25/2011 | Customer Dispute | Withdrawn | $7,572.04 | $0.00 | See FINRA Report |
| Thomas Samuel Dellinger | 864171 | 7 | 01/25/2011 | Customer Dispute | Withdrawn | $375,000.00 | $0.00 | See FINRA Report |
| Robert Brunst | 2785221 | 1 | 01/11/2011 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| David Michael Jackson | 2439885 | 2 | 01/07/2011 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Arlene Eason Searle | 2654258 | 1 | 01/07/2011 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Min Hee Chang | 2133587 | 1 | 12/28/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Keith Douglas Vink | 1329797 | 2 | 12/27/2010 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| William Ware Smith Jr | 429290 | 5 | 12/21/2010 | Customer Dispute | Withdrawn | $36,000.00 | $0.00 | See FINRA Report |
| David Jerry Love | 4788074 | 4 | 12/21/2010 | Customer Dispute | Withdrawn | $14,455.60 | $0.00 | See FINRA Report |