Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Doyle Collins | 5808053 | 2 | 07/25/2011 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Nathan Silva | 5291177 | 6 | 07/20/2011 | Customer Dispute | Withdrawn | $8,177.00 | $0.00 | See FINRA Report |
| Samantha Huang Lau | 4185373 | 1 | 07/18/2011 | Customer Dispute | Withdrawn | $17,444.20 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 07/15/2011 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 07/15/2011 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Jose Anselmo Feliciano | 2303100 | 4 | 07/14/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark Kuznitz | 2228196 | 3 | 07/05/2011 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Patrick Kipple | 1343480 | 6 | 06/30/2011 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Joshua Abraham Gasteratos | 5015620 | 2 | 06/21/2011 | Customer Dispute | Withdrawn | $5,258.55 | $0.00 | See FINRA Report |
| Stephen Craig Johnson | 1445785 | 2 | 06/15/2011 | Customer Dispute | Withdrawn | $5,200.00 | $0.00 | See FINRA Report |