Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Michael Niedermeyer | 1732585 | 7 | 10/19/2011 | Customer Dispute | Withdrawn | $6,734.29 | $3,667.00 | See FINRA Report |
| Donald Bruce Friedman | 2201719 | 1 | 10/18/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph Holland Langlois | 1770125 | 16 | 10/12/2011 | Customer Dispute | Withdrawn | $9,000.00 | $0.00 | See FINRA Report |
| Patrick James Rosenella | 1881318 | 5 | 10/10/2011 | Customer Dispute | Withdrawn | $7,693.00 | $0.00 | See FINRA Report |
| Steven T Ernst | 1276437 | 8 | 09/29/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Melnyk | 1444183 | 3 | 09/26/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Zoran Johanan Vaz | 4644984 | 1 | 09/26/2011 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Lars P Jacobson | 2935593 | 3 | 09/25/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Peter Francis Forbes | 1666214 | 3 | 09/19/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stuart Horowitz | 2795019 | 43 | 09/16/2011 | Customer Dispute | Withdrawn | $65,000.00 | $0.00 | See FINRA Report |