Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eli Moallem | 2954321 | 2 | 11/14/2011 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Joseph R Topolski | 4881655 | 3 | 11/10/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Randall Glen Woolley | 4550128 | 1 | 11/08/2011 | Customer Dispute | Withdrawn | $10,484.50 | $0.00 | See FINRA Report |
| Edward Kennard Andrew | 842289 | 1 | 11/06/2011 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 11/01/2011 | Customer Dispute | Withdrawn | $2,958,710.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 10/24/2011 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Sandralin Josephine Kiss | 1093671 | 1 | 10/21/2011 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Michael Richard Passante | 5396964 | 1 | 10/19/2011 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Philip Joseph Deangelo | 4204841 | 5 | 10/19/2011 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Charles Steven Yarnold | 5052329 | 1 | 10/19/2011 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |