Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allan Gordy Gordon Bohannon | 1132009 | 1 | 01/30/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Danny Michael Bazar | 1352044 | 3 | 01/27/2012 | Customer Dispute | Withdrawn | $249,997.00 | $0.00 | See FINRA Report |
| Brian Lee Brode | 1767492 | 1 | 01/24/2012 | Customer Dispute | Withdrawn | $20,186.00 | $0.00 | See FINRA Report |
| David Salo Lerner | 874660 | 3 | 01/23/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Lloyd Randolph Coates | 1577418 | 1 | 01/20/2012 | Customer Dispute | Withdrawn | $5,600.00 | $0.00 | See FINRA Report |
| Margaret L Woods | 869109 | 1 | 01/19/2012 | Customer Dispute | Withdrawn | $13,000.00 | $0.00 | See FINRA Report |
| Anthony John Meilan | 1922721 | 1 | 12/06/2011 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Roy Alvin Williams | 1069297 | 9 | 12/06/2011 | Customer Dispute | Withdrawn | $62,666.30 | $0.00 | See FINRA Report |
| Paul Anthony Oldani | 2213246 | 1 | 11/23/2011 | Customer Dispute | Withdrawn | $76,063.00 | $0.00 | See FINRA Report |
| Gregory Martin Wodark | 1465959 | 1 | 11/16/2011 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |