Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Calhoun Colvin | 2345533 | 2 | 02/24/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Frank Donoso | 4533488 | 3 | 02/24/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Russell Harkness | 734729 | 1 | 02/24/2012 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Donald Gene Dewaay | 1297174 | 30 | 02/22/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul David Chamberlain | 2705074 | 1 | 02/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Louis Robert Sorrentino | 4754610 | 4 | 02/13/2012 | Customer Dispute | Withdrawn | $20,071.60 | $0.00 | See FINRA Report |
| Jane Yeon Hwangbo | 4692256 | 1 | 02/02/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Enrico Caiazzo | 1228870 | 11 | 02/01/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Patrick Patat | 2212977 | 2 | 01/30/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Francis Gillis | 1198878 | 24 | 01/30/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |