Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Craig Sandvold | 1571926 | 17 | 05/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jocelyn Marie Sears | 3008498 | 2 | 05/11/2012 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| Carl John Grilli | 2550479 | 3 | 04/20/2012 | Customer Dispute | Withdrawn | $182,000.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 04/18/2012 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Adin Rodriguez | 4149530 | 9 | 04/18/2012 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Michael Mark Cicchella | 1058962 | 1 | 04/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Christopher Donald Small | 5594113 | 1 | 04/10/2012 | Customer Dispute | Withdrawn | $77,420.00 | $0.00 | See FINRA Report |
| David Paul Hoekstra | 3072354 | 2 | 04/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Snow | 718038 | 3 | 04/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andre Aflalo | 4584723 | 3 | 04/04/2012 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |