Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan J Smiley | 1646598 | 1 | 07/06/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Colby Cantrell | 4545913 | 6 | 06/26/2012 | Customer Dispute | Withdrawn | $149,000.00 | $0.00 | See FINRA Report |
| John Patrick Harrington | 237655 | 6 | 06/25/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Harold Loyd Perkins | 851390 | 4 | 06/25/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Thomas Basil Kelley | 266783 | 1 | 06/13/2012 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Tritsch | 1803673 | 2 | 05/29/2012 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Linda Ann Read | 2021360 | 1 | 05/25/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Ben Rollins Wilson | 1741666 | 3 | 05/21/2012 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Harvey Lee May | 871152 | 2 | 05/21/2012 | Customer Dispute | Withdrawn | $9,662.40 | $0.00 | See FINRA Report |
| George J Curtin | 4670939 | 2 | 05/21/2012 | Customer Dispute | Withdrawn | $7,000.00 | $0.00 | See FINRA Report |