Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Ronald Anderson | 4504650 | 1 | 09/11/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Kyle George Corgan | 4417800 | 5 | 09/10/2012 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| William John Ryan | 1283508 | 1 | 09/05/2012 | Customer Dispute | Withdrawn | $3,400,000.00 | $0.00 | See FINRA Report |
| Scott William Norvell | 2196706 | 5 | 09/04/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Joshua Brett Rudolph | 4314385 | 1 | 08/31/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Keith Taylor Beckworth | 1139034 | 1 | 08/30/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| John C Shin | 2575864 | 5 | 08/22/2012 | Customer Dispute | Withdrawn | $69,342.50 | $0.00 | See FINRA Report |
| Kandis Kay Schissel | 4488965 | 1 | 08/20/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel S Slattery | 2491307 | 1 | 08/20/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Alexander Lutzow | 1613155 | 4 | 08/20/2012 | Customer Dispute | Withdrawn | $181,765.00 | $0.00 | See FINRA Report |