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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 811-820 out of 1,996 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kim Ann Chenevey4848161110/17/2012Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Craig Elliot Savage3109238210/17/2012Customer DisputeWithdrawn$0.00$0.00See FINRA Report
David Joseph Campanella4801465210/15/2012Customer DisputeWithdrawn$5,000.00$0.00See FINRA Report
Zahira Lehri3038818510/11/2012Customer DisputeWithdrawn$14,092.60$0.00See FINRA Report
Vincent Leonard Petrangelo2866580710/10/2012Customer DisputeWithdrawn$26,062.30$0.00See FINRA Report
Daryl F Devillier4069344810/10/2012Customer DisputeWithdrawn$26,062.30$0.00See FINRA Report
Robert David Norman349162510/08/2012Customer DisputeWithdrawn$18,000.00$0.00See FINRA Report
David Robert Breuer2097598109/24/2012Customer DisputeWithdrawn$150,000.00$0.00See FINRA Report
Douglas Cheston Berlin2748592109/14/2012Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Rosalind Wilkins Haith2579376209/14/2012Customer DisputeWithdrawn$9,051.06$0.00See FINRA Report

1,996 Results

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