Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kim Ann Chenevey | 4848161 | 1 | 10/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Craig Elliot Savage | 3109238 | 2 | 10/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
David Joseph Campanella | 4801465 | 2 | 10/15/2012 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
Zahira Lehri | 3038818 | 5 | 10/11/2012 | Customer Dispute | Withdrawn | $14,092.60 | $0.00 | See FINRA Report |
Vincent Leonard Petrangelo | 2866580 | 7 | 10/10/2012 | Customer Dispute | Withdrawn | $26,062.30 | $0.00 | See FINRA Report |
Daryl F Devillier | 4069344 | 8 | 10/10/2012 | Customer Dispute | Withdrawn | $26,062.30 | $0.00 | See FINRA Report |
Robert David Norman | 349162 | 5 | 10/08/2012 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See FINRA Report |
David Robert Breuer | 2097598 | 1 | 09/24/2012 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
Douglas Cheston Berlin | 2748592 | 1 | 09/14/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Rosalind Wilkins Haith | 2579376 | 2 | 09/14/2012 | Customer Dispute | Withdrawn | $9,051.06 | $0.00 | See FINRA Report |