Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Graham Armstrong | 1305112 | 7 | 12/10/2012 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Patrick Thomas Niedermeyer | 3031651 | 2 | 12/10/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Don Alan Morris | 1766760 | 5 | 12/10/2012 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Anthony Franklin Artero | 4401581 | 3 | 11/21/2012 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Donald Jerome Norse | 1971396 | 1 | 11/21/2012 | Customer Dispute | Withdrawn | $33,297.30 | $0.00 | See FINRA Report |
| Michael Joseph Norton | 2617985 | 9 | 11/19/2012 | Customer Dispute | Withdrawn | $99,999.00 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 4 | 11/16/2012 | Customer Dispute | Withdrawn | $13,800.00 | $0.00 | See FINRA Report |
| Woo Don Kang | 4642415 | 3 | 11/16/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Eric Young Sin | 1918393 | 1 | 11/07/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gregory Raymond Banner | 1729388 | 1 | 10/22/2012 | Customer Dispute | Withdrawn | $32,000.00 | $0.00 | See FINRA Report |