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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 1,971-1,980 out of 1,996 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Arthur Welch2085171403/30/1998Customer DisputeWithdrawn$25,791.20$0.00See FINRA Report
Peter Anthony Meizels2334477203/06/1998Customer DisputeWithdrawn$20,320.00$0.00See FINRA Report
Judah Indig722871402/11/1998Customer DisputeWithdrawn$498,000.00$0.00See FINRA Report
Matthew Miles Stroup873856502/02/1998Customer DisputeWithdrawn$17,000.00$0.00See FINRA Report
Kim Chi Luu-Tu2894010102/01/1998Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Jeffrey John Decker1724886401/05/1998Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Pamela Nisbet McWhorter1137851212/15/1997Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Brent Martin Steinberg2537322111/26/1997Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Poonam Rani Maheshwari2636576211/24/1997Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Robert Eric Pollack1099521211/21/1997Customer DisputeWithdrawn$400,000.00$0.00See FINRA Report

1,996 Results

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