Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dale Tom | 1163410 | 3 | 01/07/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Leonard David Shapiro | 1177530 | 5 | 12/21/1998 | Customer Dispute | Withdrawn | $32,562.00 | $0.00 | See FINRA Report |
| Courtney Keith Anderson | 2167940 | 1 | 12/15/1998 | Customer Dispute | Withdrawn | $13,910.00 | $0.00 | See FINRA Report |
| Mark Graham Lybbert | 2298825 | 3 | 12/08/1998 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Steven Edward Hamant | 2487744 | 2 | 11/30/1998 | Customer Dispute | Withdrawn | $13,600.00 | $0.00 | See FINRA Report |
| Timothy Paul Newman | 1101109 | 2 | 11/25/1998 | Customer Dispute | Withdrawn | $84,000.00 | $0.00 | See FINRA Report |
| Robert David Meyers | 1409245 | 11 | 11/24/1998 | Customer Dispute | Withdrawn | $62,000.00 | $0.00 | See FINRA Report |
| Edward Y Tom | 1655996 | 5 | 11/20/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Terence Gerard Rabun | 1385740 | 1 | 11/15/1998 | Customer Dispute | Withdrawn | $26,557.60 | $0.00 | See FINRA Report |
| Dale Wilson Deaton | 2338396 | 4 | 11/06/1998 | Customer Dispute | Withdrawn | $11,924.60 | $0.00 | See FINRA Report |