Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Todd Wahl | 2116212 | 4 | 04/19/1999 | Customer Dispute | Withdrawn | $68,366.00 | $23,750.00 | See FINRA Report |
| Thomas Edward Burns | 36422 | 9 | 04/09/1999 | Customer Dispute | Withdrawn | $1,280,000.00 | $0.00 | See FINRA Report |
| Francis Dewey Mundwiller | 342741 | 3 | 04/05/1999 | Customer Dispute | Withdrawn | $34,000.00 | $0.00 | See FINRA Report |
| Stephen Ronald Bloch | 23714 | 2 | 03/25/1999 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Thomas Jackson Williams | 1587198 | 1 | 03/18/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kenneth Ewing Shine | 1347934 | 2 | 03/01/1999 | Customer Dispute | Withdrawn | $5,102.69 | $0.00 | See FINRA Report |
| Daniel Andrew Shontere | 2360767 | 3 | 02/19/1999 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Maurice Harvey Jacobson | 708059 | 2 | 01/21/1999 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See FINRA Report |
| Michael Markunas | 1832307 | 5 | 01/21/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Clyde Hastings | 1422406 | 1 | 01/13/1999 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |