Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lynn Lafayette | 2037037 | 1 | 07/09/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven D Self | 2139421 | 2 | 06/29/1999 | Customer Dispute | Withdrawn | $94,500.00 | $0.00 | See FINRA Report |
| Robert Steven Beck | 2121454 | 5 | 06/22/1999 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| James Charles Crawford | 1024979 | 4 | 06/14/1999 | Customer Dispute | Withdrawn | $6,964.52 | $0.00 | See FINRA Report |
| Bennett Scott Broad | 702460 | 41 | 05/27/1999 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| John Francis Ross | 1022274 | 1 | 05/26/1999 | Customer Dispute | Withdrawn | $54,000.00 | $0.00 | See FINRA Report |
| Alfred James Merchant | 2029339 | 2 | 05/10/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 5 | 05/04/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Mitchell Lefkowitz | 1170503 | 9 | 04/23/1999 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| David Eugene Skultety | 2549650 | 1 | 04/22/1999 | Customer Dispute | Withdrawn | $25,378.00 | $0.00 | See FINRA Report |