Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Leslie Mohan | 1054752 | 1 | 12/17/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Larry Dennis Cooke | 710320 | 3 | 12/03/1999 | Customer Dispute | Withdrawn | $67,000.00 | $0.00 | See FINRA Report |
| Stanley Scott Garrison | 1126118 | 6 | 11/09/1999 | Customer Dispute | Withdrawn | $18,000.00 | $10,500.00 | See FINRA Report |
| Mark S Utkov | 1173704 | 1 | 11/04/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel Amaradio | 1571991 | 3 | 11/03/1999 | Customer Dispute | Withdrawn | $29,200.00 | $0.00 | See FINRA Report |
| Joseph Bellavia | 2145440 | 6 | 10/06/1999 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Paul Edward Johnson | 259996 | 1 | 09/20/1999 | Customer Dispute | Withdrawn | $33,000.00 | $0.00 | See FINRA Report |
| Kenneth Frank Klespies | 1258664 | 4 | 09/09/1999 | Customer Dispute | Withdrawn | $59,725.00 | $0.00 | See FINRA Report |
| Thomas Robert Sweet | 870779 | 1 | 08/11/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Victor Kent Sagouspe | 1140282 | 10 | 07/31/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |