Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randolph Robin Price | 1478074 | 1 | 02/11/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Alan Drake | 1006976 | 1 | 02/11/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Scott Alfred Davidson | 841453 | 2 | 01/25/2000 | Customer Dispute | Withdrawn | $57,650.00 | $0.00 | See FINRA Report |
| Ann Isabel Daugherty | 1032967 | 1 | 01/23/2000 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey J Castolene | 2149354 | 2 | 01/14/2000 | Customer Dispute | Withdrawn | $20,205.00 | $0.00 | See FINRA Report |
| Roger Lynn Overby | 1919255 | 4 | 01/14/2000 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Zielinski | 1001981 | 2 | 01/12/2000 | Customer Dispute | Withdrawn | $164,000.00 | $0.00 | See FINRA Report |
| Raymond Brent Crandal | 826743 | 4 | 01/12/2000 | Customer Dispute | Withdrawn | $164,000.00 | $0.00 | See FINRA Report |
| Emilio Roberto Harris | 1734459 | 2 | 01/12/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Barry William Barber | 1246246 | 1 | 12/20/1999 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |