Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Hamilton Schoeffler | 2457861 | 1 | 04/10/2000 | Customer Dispute | Withdrawn | $8,400.00 | $0.00 | See FINRA Report |
| Roy N Apple | 1553986 | 4 | 04/10/2000 | Customer Dispute | Withdrawn | $3,000,000.00 | $0.00 | See FINRA Report |
| William Patrick Ferry | 1114343 | 3 | 03/21/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Richard Brian Cutler | 1498430 | 1 | 03/17/2000 | Customer Dispute | Withdrawn | $7,000.00 | $0.00 | See FINRA Report |
| Holly Beall Wallace | 1528082 | 5 | 03/16/2000 | Customer Dispute | Withdrawn | $80,000.00 | $0.00 | See FINRA Report |
| Irwin Martin Kulman | 1446946 | 3 | 03/16/2000 | Customer Dispute | Withdrawn | $36,000.00 | $0.00 | See FINRA Report |
| Amram Yahalom | 1080277 | 4 | 03/13/2000 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Nelson Michael Polun | 365420 | 17 | 03/13/2000 | Customer Dispute | Withdrawn | $70,000.00 | $0.00 | See FINRA Report |
| Randy Allen Riblett | 1222558 | 2 | 03/08/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robin Michelle Hamilton | 2580087 | 2 | 03/06/2000 | Customer Dispute | Withdrawn | $53,602.30 | $0.00 | See FINRA Report |