Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Jason Soloff | 2789183 | 1 | 06/12/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| David Walter Rhudy | 1320286 | 14 | 06/02/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Cathy Ann Bertovic | 1325867 | 1 | 05/24/2000 | Customer Dispute | Withdrawn | $37,500.00 | $0.00 | See FINRA Report |
| Robert Anthony Badolato | 2277679 | 2 | 05/22/2000 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| Holly-Anne Fournier | 2739387 | 1 | 05/21/2000 | Customer Dispute | Withdrawn | $85,720.80 | $25,969.00 | See FINRA Report |
| Don Persons Wyse | 1417139 | 6 | 05/19/2000 | Customer Dispute | Withdrawn | $145,000.00 | $0.00 | See FINRA Report |
| David Trent | 2384984 | 3 | 05/19/2000 | Customer Dispute | Withdrawn | $145,000.00 | $0.00 | See FINRA Report |
| Mary L Ruch | 1357181 | 2 | 05/04/2000 | Customer Dispute | Withdrawn | $31,811.00 | $0.00 | See FINRA Report |
| Serafin Paed Aquino | 1603285 | 4 | 05/03/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Sorrentino | 430899 | 3 | 04/25/2000 | Customer Dispute | Withdrawn | $51,000.00 | $0.00 | See FINRA Report |