Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Scott Bromberg | 2586900 | 4 | 09/08/2000 | Customer Dispute | Withdrawn | $10,020.00 | $0.00 | See FINRA Report |
| H Brad Kerr | 1005341 | 3 | 09/03/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Ellen Ginder Fine | 2251075 | 1 | 08/31/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Allan Mattison Tucker | 501512 | 3 | 08/30/2000 | Customer Dispute | Withdrawn | $230,127.00 | $0.00 | See FINRA Report |
| Dennis Larone Franklin | 1690231 | 2 | 08/15/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Hainer | 2559920 | 3 | 07/27/2000 | Customer Dispute | Withdrawn | $26,000.00 | $0.00 | See FINRA Report |
| Peter Cvikevich | 2322423 | 4 | 07/12/2000 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Mark William Thompson | 840935 | 8 | 07/10/2000 | Customer Dispute | Withdrawn | $42,401.10 | $0.00 | See FINRA Report |
| Raul Alberto Delaguardia | 1170174 | 2 | 07/07/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Timothy Joel Hinsvark | 1253787 | 2 | 07/07/2000 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |