Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Frederick Hill | 2276842 | 1 | 11/13/2000 | Customer Dispute | Withdrawn | $9,737.77 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 11/08/2000 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Timothy Alan Dod | 1808222 | 1 | 10/27/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Garth Lincoln Driggs | 1311977 | 1 | 10/27/2000 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Russell Jeffrey Judah | 2089244 | 2 | 10/23/2000 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |
| Louis T Dong | 2813204 | 2 | 10/10/2000 | Customer Dispute | Withdrawn | $56,000.00 | $0.00 | See FINRA Report |
| James Edward Graves | 2643578 | 1 | 10/03/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Simon Moses Kepecs | 1092793 | 2 | 09/20/2000 | Customer Dispute | Withdrawn | $226,502.00 | $0.00 | See FINRA Report |
| Steven Vincent Arrigo | 1345186 | 1 | 09/11/2000 | Customer Dispute | Withdrawn | $156,254.00 | $0.00 | See FINRA Report |
| Bruce Bryant Tonascia | 1252067 | 1 | 09/11/2000 | Customer Dispute | Withdrawn | $135,682.00 | $0.00 | See FINRA Report |