Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betsy Lou Whipple | 2703262 | 7 | 01/05/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Leonard Euler Dunn | 2041934 | 14 | 01/05/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brian Laron Honn | 2202015 | 1 | 01/03/2001 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Francis Joseph Gilday | 2198718 | 3 | 01/02/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bennett Scott Broad | 702460 | 41 | 12/19/2000 | Customer Dispute | Withdrawn | $8,457.86 | $0.00 | See FINRA Report |
| Lorraine Henry Geiss | 1982429 | 8 | 12/18/2000 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |
| Joseph P Matina | 2409366 | 5 | 12/06/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mahmood Tavakol | 1691951 | 1 | 11/27/2000 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Ralph Anthony Durante | 1932395 | 3 | 11/22/2000 | Customer Dispute | Withdrawn | $70,000.00 | $0.00 | See FINRA Report |
| Mark Lawrence Galfond | 1393788 | 2 | 11/17/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |