Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Irvin Klein | 852224 | 4 | 02/13/2001 | Customer Dispute | Withdrawn | $46,000.00 | $0.00 | See FINRA Report |
| John Robert Taylor | 1989525 | 10 | 02/02/2001 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Harvey Alan Weisenfeld | 1187453 | 5 | 01/30/2001 | Customer Dispute | Withdrawn | $12,380.00 | $0.00 | See FINRA Report |
| Stephen Joseph Martin | 2079010 | 1 | 01/30/2001 | Customer Dispute | Withdrawn | $2,000,000.00 | $0.00 | See FINRA Report |
| Ronald Lou Fritze | 1158763 | 2 | 01/26/2001 | Customer Dispute | Withdrawn | $399,379.00 | $0.00 | See FINRA Report |
| Eric Andrew Wittenberg | 1552330 | 4 | 01/11/2001 | Customer Dispute | Withdrawn | $265,000.00 | $0.00 | See FINRA Report |
| Kae Alfred Ewing | 203437 | 7 | 01/11/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Michael Nowak | 707792 | 3 | 01/09/2001 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Scott Alan Finley | 3088361 | 2 | 01/08/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Scott Clark | 2610314 | 1 | 01/08/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |