Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl Heinz Koehne | 1071528 | 2 | 03/16/2001 | Customer Dispute | Withdrawn | $61,000.00 | $0.00 | See FINRA Report |
| Kyle Chudom | 1193778 | 1 | 03/14/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Lucianna Marguerite Molinari | 1055475 | 2 | 03/13/2001 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 03/12/2001 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| Gary Lawrance Saccaro | 1806863 | 16 | 03/09/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gerald Allan Gilbertson | 1621077 | 3 | 02/27/2001 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| James Andrew Fredrikson | 1709731 | 3 | 02/26/2001 | Customer Dispute | Withdrawn | $96,291.00 | $0.00 | See FINRA Report |
| David Christopher Walkup | 2258065 | 2 | 02/21/2001 | Customer Dispute | Withdrawn | $45,000.00 | $0.00 | See FINRA Report |
| Michael Brian Levin | 717490 | 3 | 02/20/2001 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| Paul Desmond Landers | 2236523 | 1 | 02/16/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |