Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Deborah Lee Danielson | 1063176 | 1 | 04/16/2001 | Customer Dispute | Withdrawn | $70,000.00 | $0.00 | See FINRA Report |
William Lawrence Donnelly | 1094919 | 2 | 04/16/2001 | Customer Dispute | Withdrawn | $8,500.00 | $0.00 | See FINRA Report |
Craig S Forster | 2249161 | 12 | 04/11/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Jeffrey Scott Hanson | 2044884 | 5 | 04/05/2001 | Customer Dispute | Withdrawn | $209,000.00 | $0.00 | See FINRA Report |
John William Weisman | 1546003 | 3 | 03/27/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 03/26/2001 | Customer Dispute | Withdrawn | $66,520.00 | $0.00 | See FINRA Report |
Gary Lawrance Saccaro | 1806863 | 16 | 03/22/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Randall Shane Bouley | 2426366 | 3 | 03/21/2001 | Customer Dispute | Withdrawn | $400.00 | $0.00 | See FINRA Report |
Patrick Dean Francisco | 1406350 | 2 | 03/21/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
Kenneth Paul Wenger | 706264 | 7 | 03/16/2001 | Customer Dispute | Withdrawn | $61,000.00 | $0.00 | See FINRA Report |