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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 1,821-1,830 out of 1,996 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Deborah Lee Danielson1063176104/16/2001Customer DisputeWithdrawn$70,000.00$0.00See FINRA Report
William Lawrence Donnelly1094919204/16/2001Customer DisputeWithdrawn$8,500.00$0.00See FINRA Report
Craig S Forster22491611204/11/2001Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Jeffrey Scott Hanson2044884504/05/2001Customer DisputeWithdrawn$209,000.00$0.00See FINRA Report
John William Weisman1546003303/27/2001Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Gary Lawrance Saccaro18068631603/26/2001Customer DisputeWithdrawn$66,520.00$0.00See FINRA Report
Gary Lawrance Saccaro18068631603/22/2001Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Randall Shane Bouley2426366303/21/2001Customer DisputeWithdrawn$400.00$0.00See FINRA Report
Patrick Dean Francisco1406350203/21/2001Customer DisputeWithdrawn$5,000.00$0.00See FINRA Report
Kenneth Paul Wenger706264703/16/2001Customer DisputeWithdrawn$61,000.00$0.00See FINRA Report

1,996 Results

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