Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Krambeer | 1938468 | 4 | 08/28/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Allan Dean Yarkin | 809579 | 6 | 08/23/2001 | Customer Dispute | Withdrawn | $277,000.00 | $0.00 | See FINRA Report |
| Phyllis Monaco-Marino | 1212269 | 3 | 08/15/2001 | Customer Dispute | Withdrawn | $13,038.20 | $0.00 | See FINRA Report |
| John Patrick Harrington | 237655 | 6 | 08/14/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Richard Earl Nottingham | 1267464 | 1 | 08/07/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Jay Parker | 2423679 | 4 | 08/07/2001 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Alexander Lanzman | 2878438 | 2 | 08/07/2001 | Customer Dispute | Withdrawn | $34,669.80 | $0.00 | See FINRA Report |
| Todd Kally Baird | 3002473 | 3 | 07/31/2001 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| James Allan Tesch | 2208095 | 4 | 07/31/2001 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| David G Weissman | 1565398 | 1 | 07/27/2001 | Customer Dispute | Withdrawn | $8,900.00 | $0.00 | See FINRA Report |