Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ira Howard Mark | 2154080 | 4 | 11/28/2001 | Customer Dispute | Withdrawn | $13,911.30 | $0.00 | See FINRA Report |
| Joss D'Souza | 2705057 | 1 | 11/27/2001 | Customer Dispute | Withdrawn | $245,000.00 | $0.00 | See FINRA Report |
| John Richard Tjon | 3277750 | 1 | 11/13/2001 | Customer Dispute | Withdrawn | $22,005.80 | $0.00 | See FINRA Report |
| Mark A Compton | 2445962 | 2 | 11/02/2001 | Customer Dispute | Withdrawn | $67,554.00 | $0.00 | See FINRA Report |
| Lawrence Michael Labine | 1279935 | 44 | 10/16/2001 | Customer Dispute | Withdrawn | $237,000.00 | $0.00 | See FINRA Report |
| Patrick Reid Murray | 2007449 | 6 | 10/10/2001 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Herbert Trautenberg | 2077876 | 4 | 10/09/2001 | Customer Dispute | Withdrawn | $140,000.00 | $0.00 | See FINRA Report |
| Paul Keegan Wheeler | 1918850 | 1 | 10/02/2001 | Customer Dispute | Withdrawn | $88,000.00 | $0.00 | See FINRA Report |
| Thomas William Widmaier | 3236772 | 2 | 10/01/2001 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Walid Jacob Habboo | 847941 | 2 | 09/21/2001 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |