Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lew Warren | 1455202 | 1 | 03/18/2002 | Customer Dispute | Withdrawn | $320,000.00 | $0.00 | See FINRA Report |
| Gregory Nelson Zott | 702134 | 1 | 03/14/2002 | Customer Dispute | Withdrawn | $0.00 | $500.00 | See FINRA Report |
| Timothy Karl Fife | 2437888 | 24 | 03/06/2002 | Customer Dispute | Withdrawn | $27,000.00 | $0.00 | See FINRA Report |
| David Martin Milligan | 1887965 | 1 | 03/01/2002 | Customer Dispute | Withdrawn | $28,907.00 | $0.00 | See FINRA Report |
| Alan Jay Fishman | 856185 | 3 | 03/01/2002 | Customer Dispute | Withdrawn | $133,400.00 | $0.00 | See FINRA Report |
| Eric Jason Abrahams | 4184330 | 3 | 02/28/2002 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Richard Baer | 1667931 | 5 | 02/19/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gail A Lee | 1357204 | 1 | 02/18/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Brahna Singer | 1954143 | 3 | 02/06/2002 | Customer Dispute | Withdrawn | $11,000.00 | $0.00 | See FINRA Report |
| Timothy Mark Weishorn | 3247258 | 1 | 01/24/2002 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |