Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glen Arthur Turner | 2503850 | 5 | 04/17/2002 | Customer Dispute | Withdrawn | $900,000.00 | $0.00 | See FINRA Report |
| Herbert Armin Reznikoff | 1066895 | 9 | 04/15/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ernest Lee Coffindaffer | 1248798 | 1 | 04/12/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Nadine Grossberg Miller | 2000909 | 3 | 04/09/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Cecilia Beach Brown | 3126183 | 1 | 04/09/2002 | Customer Dispute | Withdrawn | $34,000.00 | $0.00 | See FINRA Report |
| Sean Craig Martin | 2267404 | 5 | 04/08/2002 | Customer Dispute | Withdrawn | $64,000.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Dale | 716099 | 4 | 04/01/2002 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Robert Albert Fisk | 1302491 | 7 | 03/27/2002 | Customer Dispute | Withdrawn | $5,000,000.00 | $0.00 | See FINRA Report |
| Brinton Wesley Frith | 2308800 | 2 | 03/27/2002 | Customer Dispute | Withdrawn | $5,000,000.00 | $0.00 | See FINRA Report |
| Peter Gerard Smith | 1735727 | 4 | 03/19/2002 | Customer Dispute | Withdrawn | $175,000.00 | $0.00 | See FINRA Report |