Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Euler Dunn | 2041934 | 14 | 05/22/2002 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Angelo Capetola | 2847542 | 2 | 05/21/2002 | Customer Dispute | Withdrawn | $600,000.00 | $0.00 | See FINRA Report |
| Todd Scott Rozzo | 1596702 | 8 | 05/21/2002 | Customer Dispute | Withdrawn | $6,072.50 | $0.00 | See FINRA Report |
| Aaron Joseph McIntyre | 2223391 | 3 | 05/21/2002 | Customer Dispute | Withdrawn | $600,000.00 | $0.00 | See FINRA Report |
| Jason Tyler Wilson | 2414383 | 4 | 05/13/2002 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Joseph Walter Grund | 2398298 | 1 | 05/10/2002 | Customer Dispute | Withdrawn | $83,183.00 | $0.00 | See FINRA Report |
| Thomas John Berish | 1159114 | 1 | 05/06/2002 | Customer Dispute | Withdrawn | $29,174.00 | $0.00 | See FINRA Report |
| Christian Vladimirovich Cherniak | 2437501 | 4 | 04/29/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Sidney Ma | 4261875 | 1 | 04/24/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert James Coussens | 1715821 | 3 | 04/19/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |