Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry John Hartwyk | 1527583 | 6 | 07/16/2002 | Customer Dispute | Withdrawn | $265,000.00 | $0.00 | See FINRA Report |
| Mark Eugene Fletcher Trumble | 1054998 | 2 | 07/05/2002 | Customer Dispute | Withdrawn | $8,008.91 | $0.00 | See FINRA Report |
| James Jeremiah Cronin | 1031806 | 1 | 06/27/2002 | Customer Dispute | Withdrawn | $19,250.80 | $0.00 | See FINRA Report |
| Eric J Nilson | 1061558 | 4 | 06/24/2002 | Customer Dispute | Withdrawn | $65,000.00 | $0.00 | See FINRA Report |
| James Arthur Winkelmann | 1021523 | 2 | 06/24/2002 | Customer Dispute | Withdrawn | $339,564.00 | $0.00 | See FINRA Report |
| Boyd Kenneth Olson | 1130389 | 1 | 06/24/2002 | Customer Dispute | Withdrawn | $35,000.00 | $0.00 | See FINRA Report |
| William D Cutsinger | 1560043 | 6 | 06/19/2002 | Customer Dispute | Withdrawn | $7,127.43 | $0.00 | See FINRA Report |
| Erik Christian Powell | 1779566 | 2 | 06/18/2002 | Customer Dispute | Withdrawn | $27,375.00 | $0.00 | See FINRA Report |
| Joseph Jerome Schirripa | 813240 | 6 | 05/29/2002 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 05/24/2002 | Customer Dispute | Withdrawn | $16,000.00 | $0.00 | See FINRA Report |