Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ziad Ibrahim Alkhamis | 2164875 | 3 | 08/14/2002 | Customer Dispute | Withdrawn | $390,000.00 | $0.00 | See FINRA Report |
| William Jordan Kirkpatrick | 1178050 | 2 | 08/07/2002 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |
| Gary Gale Kephart | 268215 | 3 | 07/29/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Noel Pearce | 3032070 | 1 | 07/26/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Karl William Reed | 2878565 | 1 | 07/25/2002 | Customer Dispute | Withdrawn | $162,000.00 | $0.00 | See FINRA Report |
| David Keith Hays | 2434893 | 6 | 07/25/2002 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Gloria Ann Walas | 1076428 | 2 | 07/19/2002 | Customer Dispute | Withdrawn | $50,036.00 | $0.00 | See FINRA Report |
| Fareed Siddiq | 726409 | 1 | 07/19/2002 | Customer Dispute | Withdrawn | $50,036.00 | $0.00 | See FINRA Report |
| Stuart Max Gollomp | 1439540 | 1 | 07/17/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kofi Karikariawere | 1212176 | 3 | 07/17/2002 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |