Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Irene Granot | 1620147 | 4 | 09/17/2002 | Customer Dispute | Withdrawn | $38,357.00 | $0.00 | See FINRA Report |
| Theodore Maynard Demars | 64951 | 2 | 09/13/2002 | Customer Dispute | Withdrawn | $28,346.20 | $0.00 | See FINRA Report |
| David Theodore Demars | 2903749 | 2 | 09/13/2002 | Customer Dispute | Withdrawn | $28,346.20 | $0.00 | See FINRA Report |
| Barry Neil Goldstein | 1020317 | 1 | 09/10/2002 | Customer Dispute | Withdrawn | $53,005.00 | $0.00 | See FINRA Report |
| Sharon Melinda Kwan | 2578627 | 5 | 08/30/2002 | Customer Dispute | Withdrawn | $6,989.00 | $0.00 | See FINRA Report |
| James Penn van Putten Vink | 3107572 | 2 | 08/26/2002 | Customer Dispute | Withdrawn | $195,000.00 | $0.00 | See FINRA Report |
| Robert Willis Lester | 1831092 | 4 | 08/26/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Leonard Euler Dunn | 2041934 | 14 | 08/22/2002 | Customer Dispute | Withdrawn | $213,301.00 | $0.00 | See FINRA Report |
| James Carmichael McClendon | 1134177 | 2 | 08/20/2002 | Customer Dispute | Withdrawn | $67,000.00 | $0.00 | See FINRA Report |
| Ramon Manuel Almonte | 1014799 | 247 | 08/19/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |