Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Graham Brown | 3253117 | 3 | 10/14/2002 | Customer Dispute | Withdrawn | $5,201.67 | $0.00 | See FINRA Report |
| Christopher Newbold Robinson | 2656841 | 1 | 10/11/2002 | Customer Dispute | Withdrawn | $29,000.00 | $0.00 | See FINRA Report |
| Daniel Christopher Horgan | 1620034 | 5 | 10/03/2002 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Ragan Earl Defreese | 1723407 | 5 | 10/01/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Cray Randal Martin | 2367991 | 1 | 09/30/2002 | Customer Dispute | Withdrawn | $27,821.00 | $0.00 | See FINRA Report |
| Karl Wilton Harman | 1296284 | 4 | 09/27/2002 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Kenneth Edward Kurek | 2917899 | 2 | 09/26/2002 | Customer Dispute | Withdrawn | $9,495.70 | $0.00 | See FINRA Report |
| David Wayne Tice | 2557342 | 1 | 09/25/2002 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Robert Warren Wolfe | 3031557 | 2 | 09/23/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Carlton Clough Angst | 6180 | 1 | 09/23/2002 | Customer Dispute | Withdrawn | $600,000.00 | $0.00 | See FINRA Report |