Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stuart Arthur Pearl | 1219352 | 2 | 11/27/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Alfred Hughes | 3043950 | 2 | 11/18/2002 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Ronald Eugene Floyd | 847831 | 5 | 11/15/2002 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Brandon Everett Harrison | 2455158 | 1 | 11/13/2002 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Paul Victor Kavanagh | 1246827 | 2 | 11/06/2002 | Customer Dispute | Withdrawn | $16,378.00 | $0.00 | See FINRA Report |
| John A Erickson | 834150 | 4 | 11/01/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas E Krumme | 1084219 | 1 | 10/30/2002 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Ryan Joseph Willaert | 4432013 | 1 | 10/30/2002 | Customer Dispute | Withdrawn | $31,000.00 | $0.00 | See FINRA Report |
| Jeff Scott Crawford | 1535345 | 2 | 10/29/2002 | Customer Dispute | Withdrawn | $21,147.00 | $0.00 | See FINRA Report |
| Daniel Adam O'Connor | 2618069 | 1 | 10/17/2002 | Customer Dispute | Withdrawn | $22,000.00 | $0.00 | See FINRA Report |