Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Richard Brockman | 1126810 | 6 | 01/08/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Bailey | 1345299 | 8 | 01/07/2003 | Customer Dispute | Withdrawn | $22,700.00 | $0.00 | See FINRA Report |
| George Peter Koulouris | 1059875 | 10 | 01/07/2003 | Customer Dispute | Withdrawn | $3,000,000.00 | $0.00 | See FINRA Report |
| Michael Jay Shatsky | 2430683 | 6 | 12/31/2002 | Customer Dispute | Withdrawn | $5,500.00 | $0.00 | See FINRA Report |
| Kevin Brian Lyall | 2970073 | 2 | 12/18/2002 | Customer Dispute | Withdrawn | $153,676.00 | $0.00 | See FINRA Report |
| Robert Garn Krivit | 833838 | 2 | 12/17/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Vitthal Mathurbmas Patel | 1775477 | 3 | 12/17/2002 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Dudley L Probert | 1466335 | 2 | 12/11/2002 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Gerald Paul Gallagher | 4132976 | 2 | 12/09/2002 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Donna Bowler | 1733184 | 1 | 12/09/2002 | Customer Dispute | Withdrawn | $22,564.20 | $0.00 | See FINRA Report |