Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David William Gamblin | 1558687 | 2 | 03/03/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Hawley Harris MacLean | 2124926 | 1 | 02/27/2003 | Customer Dispute | Withdrawn | $46,000.00 | $0.00 | See FINRA Report |
| James Wade Browne | 1189996 | 4 | 02/21/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Robert Bier | 1226100 | 2 | 02/19/2003 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Sean Craig Martin | 2267404 | 5 | 02/19/2003 | Customer Dispute | Withdrawn | $19,201.60 | $0.00 | See FINRA Report |
| Alexander Lanzman | 2878438 | 2 | 02/17/2003 | Customer Dispute | Withdrawn | $37,000.00 | $0.00 | See FINRA Report |
| Steven Jay Miller | 2891574 | 6 | 02/14/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Miller | 2891574 | 6 | 02/14/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Miller | 2891574 | 6 | 02/14/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Scott Lerner | 1883553 | 13 | 02/12/2003 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |