Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Wesley Wigglesworth | 2282581 | 1 | 03/31/2003 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Jack Thomas Daly | 2312232 | 1 | 03/27/2003 | Customer Dispute | Withdrawn | $5,300.00 | $0.00 | See FINRA Report |
| David John Dowgialo | 1110563 | 4 | 03/18/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Brockley | 1449622 | 1 | 03/15/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Grant Goodman Clark | 3176503 | 2 | 03/14/2003 | Customer Dispute | Withdrawn | $350,000.00 | $0.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 03/14/2003 | Customer Dispute | Withdrawn | $11,163.20 | $0.00 | See FINRA Report |
| Kenneth Anthony Marinace | 869908 | 5 | 03/12/2003 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Carl Toshio Mito | 851420 | 1 | 03/12/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Charles Horter | 1221711 | 1 | 03/07/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ron Eli Cukier | 2510063 | 5 | 03/06/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |