Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Alan Dorman | 1611742 | 1 | 05/08/2003 | Customer Dispute | Withdrawn | $360,000.00 | $0.00 | See FINRA Report |
| Joseph David Bossert | 2886687 | 1 | 05/06/2003 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Paul Thomas Hert | 1563250 | 1 | 05/05/2003 | Customer Dispute | Withdrawn | $80,000.00 | $0.00 | See FINRA Report |
| Anothip Zimmerman | 2481449 | 1 | 05/02/2003 | Customer Dispute | Withdrawn | $115,646.00 | $0.00 | See FINRA Report |
| Lawrence Michael Labine | 1279935 | 44 | 04/30/2003 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Bennett Scott Broad | 702460 | 41 | 04/28/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Wayne P Sellar | 2052716 | 5 | 04/24/2003 | Customer Dispute | Withdrawn | $151,000.00 | $0.00 | See FINRA Report |
| John Anthony Williams | 2764982 | 3 | 04/24/2003 | Customer Dispute | Withdrawn | $151,000.00 | $0.00 | See FINRA Report |
| Robert Louis Nagy | 2492917 | 4 | 04/24/2003 | Customer Dispute | Withdrawn | $151,000.00 | $0.00 | See FINRA Report |
| Janet Willis Bevan | 2740481 | 2 | 04/24/2003 | Customer Dispute | Withdrawn | $151,000.00 | $0.00 | See FINRA Report |