Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles John McNamara | 2296586 | 4 | 06/04/2003 | Customer Dispute | Withdrawn | $38,533.20 | $0.00 | See FINRA Report |
William Clifford Skinner | 824630 | 4 | 05/29/2003 | Customer Dispute | Withdrawn | $16,793.00 | $0.00 | See FINRA Report |
Raymond Anthony Rodriguez | 402397 | 5 | 05/29/2003 | Customer Dispute | Withdrawn | $16,793.00 | $0.00 | See FINRA Report |
Merle Lynn Zislin | 1719217 | 3 | 05/25/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Dennis Bruce Porter | 365964 | 4 | 05/20/2003 | Customer Dispute | Withdrawn | $8,000.00 | $0.00 | See FINRA Report |
Kimberly Ann Giannone | 2411708 | 3 | 05/20/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
Jeffrey Michael Thure | 2687213 | 3 | 05/16/2003 | Customer Dispute | Withdrawn | $168,000.00 | $0.00 | See FINRA Report |
Martin Salzman | 409676 | 4 | 05/12/2003 | Customer Dispute | Withdrawn | $8,239.86 | $0.00 | See FINRA Report |
Rick William Meehleis | 872287 | 3 | 05/12/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Jerry Scott Brown | 1676362 | 4 | 05/09/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |