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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 1,621-1,630 out of 1,996 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles John McNamara2296586406/04/2003Customer DisputeWithdrawn$38,533.20$0.00See FINRA Report
William Clifford Skinner824630405/29/2003Customer DisputeWithdrawn$16,793.00$0.00See FINRA Report
Raymond Anthony Rodriguez402397505/29/2003Customer DisputeWithdrawn$16,793.00$0.00See FINRA Report
Merle Lynn Zislin1719217305/25/2003Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Dennis Bruce Porter365964405/20/2003Customer DisputeWithdrawn$8,000.00$0.00See FINRA Report
Kimberly Ann Giannone2411708305/20/2003Customer DisputeWithdrawn$5,000.00$0.00See FINRA Report
Jeffrey Michael Thure2687213305/16/2003Customer DisputeWithdrawn$168,000.00$0.00See FINRA Report
Martin Salzman409676405/12/2003Customer DisputeWithdrawn$8,239.86$0.00See FINRA Report
Rick William Meehleis872287305/12/2003Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Jerry Scott Brown1676362405/09/2003Customer DisputeWithdrawn$0.00$0.00See FINRA Report

1,996 Results

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