Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roy Phillip H Akers | 2173 | 17 | 08/25/2003 | Customer Dispute | Withdrawn | $1,500,000.00 | $0.00 | See FINRA Report |
| Bruce Noll Williams | 1283360 | 3 | 08/11/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Peter John Piotrowski | 4476760 | 1 | 07/15/2003 | Customer Dispute | Withdrawn | $5,064.00 | $0.00 | See FINRA Report |
| James Allen Dickson | 67493 | 2 | 07/11/2003 | Customer Dispute | Withdrawn | $122,000.00 | $0.00 | See FINRA Report |
| Rickie Donell Knight | 2051240 | 4 | 07/10/2003 | Customer Dispute | Withdrawn | $6,844.00 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 07/09/2003 | Customer Dispute | Withdrawn | $25,311.50 | $0.00 | See FINRA Report |
| Jeremy J Bardon | 4539271 | 1 | 06/26/2003 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| David Joel Madee | 842309 | 1 | 06/10/2003 | Customer Dispute | Withdrawn | $960,000.00 | $0.00 | See FINRA Report |
| Benjamin Philip Leifer | 2142528 | 1 | 06/09/2003 | Customer Dispute | Withdrawn | $142,509.00 | $0.00 | See FINRA Report |
| Michael William Wagner | 3083994 | 7 | 06/04/2003 | Customer Dispute | Withdrawn | $161,000.00 | $0.00 | See FINRA Report |