Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Burt Ware | 2890813 | 3 | 11/14/2003 | Customer Dispute | Withdrawn | $189,000.00 | $0.00 | See FINRA Report |
| Michael Francis Keane | 709946 | 1 | 11/10/2003 | Customer Dispute | Withdrawn | $23,450.00 | $0.00 | See FINRA Report |
| Jason Christopher Dilauro | 2564787 | 2 | 11/04/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Shawn Terry Barberis | 4374964 | 3 | 11/03/2003 | Customer Dispute | Withdrawn | $85,000.00 | $0.00 | See FINRA Report |
| Marlene Robin Badai | 1424421 | 1 | 10/22/2003 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Paul Zenovic | 2539560 | 2 | 10/06/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Laurence Vincent Plummer | 1110377 | 13 | 09/24/2003 | Customer Dispute | Withdrawn | $22,080.00 | $0.00 | See FINRA Report |
| Donald D Phipps | 362872 | 3 | 09/19/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steve M Abramowicz | 2546494 | 1 | 09/12/2003 | Customer Dispute | Withdrawn | $31,000.00 | $0.00 | See FINRA Report |
| Steven John Sell | 2069383 | 5 | 09/09/2003 | Customer Dispute | Withdrawn | $257,570.00 | $0.00 | See FINRA Report |