Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Flora Rendon Andrade | 1701365 | 4 | 01/20/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| J Scott Whitmore | 2371641 | 2 | 01/05/2004 | Customer Dispute | Withdrawn | $5,533.95 | $0.00 | See FINRA Report |
| Michael Paul Farah | 807381 | 10 | 12/22/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Harold Donald Losey | 1025176 | 2 | 12/19/2003 | Customer Dispute | Withdrawn | $385,000.00 | $0.00 | See FINRA Report |
| Steven David Hotovec | 2250236 | 6 | 12/19/2003 | Customer Dispute | Withdrawn | $275,000.00 | $0.00 | See FINRA Report |
| John B King | 727321 | 1 | 12/10/2003 | Customer Dispute | Withdrawn | $225,000.00 | $0.00 | See FINRA Report |
| Brian R Estocapio | 4376383 | 2 | 12/08/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Sally Ann Sunderhaus | 2615349 | 1 | 11/26/2003 | Customer Dispute | Withdrawn | $219,000.00 | $0.00 | See FINRA Report |
| Raymond Brent Crandal | 826743 | 4 | 11/25/2003 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Daniel Albert Guglielmo | 2971184 | 4 | 11/14/2003 | Customer Dispute | Withdrawn | $189,000.00 | $0.00 | See FINRA Report |