Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoffrey Joseph Holder | 2322454 | 5 | 04/07/2004 | Customer Dispute | Withdrawn | $47,970.00 | $0.00 | See FINRA Report |
| Jean Alison Leonard | 2695683 | 5 | 03/25/2004 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Christian Reynolds Parker | 3182647 | 3 | 03/23/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Sohn | 2992123 | 1 | 03/23/2004 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Kiley | 4007381 | 3 | 03/22/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Kiley | 4007381 | 3 | 03/22/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas George Lenze | 306717 | 6 | 03/15/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert William Price | 367772 | 2 | 03/05/2004 | Customer Dispute | Withdrawn | $20,078.40 | $0.00 | See FINRA Report |
| Reid Steven Malvin | 4550756 | 3 | 02/18/2004 | Customer Dispute | Withdrawn | $14,000.00 | $0.00 | See FINRA Report |
| Robert Gerald Stein | 869186 | 6 | 02/11/2004 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See FINRA Report |