Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Ralph Chiarantona | 1738165 | 4 | 05/28/2004 | Customer Dispute | Withdrawn | $53,523.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 05/27/2004 | Customer Dispute | Withdrawn | $47,967.60 | $0.00 | See FINRA Report |
| John David Cornell | 4038552 | 2 | 05/21/2004 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Wallace Efford Sheely | 851609 | 10 | 05/17/2004 | Customer Dispute | Withdrawn | $125,924.00 | $0.00 | See FINRA Report |
| Laila Sobhi Marshall-Pence | 710521 | 4 | 05/06/2004 | Customer Dispute | Withdrawn | $228,866.00 | $0.00 | See FINRA Report |
| Kenneth Ross Coffman | 1888904 | 1 | 05/03/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Anthony L Dente | 725367 | 2 | 04/27/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Manuel Arias | 2226776 | 4 | 04/22/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Rutledge Norton | 3052582 | 1 | 04/21/2004 | Customer Dispute | Withdrawn | $34,982.50 | $0.00 | See FINRA Report |
| Gregory Grant Huston | 253963 | 3 | 04/19/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |