Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Gurgone | 4474635 | 10 | 07/15/2004 | Customer Dispute | Withdrawn | $13,000.00 | $0.00 | See FINRA Report |
| Benjamin W Goldhammer | 4523328 | 2 | 07/13/2004 | Customer Dispute | Withdrawn | $12,636.10 | $0.00 | See FINRA Report |
| Jack Clark Smith | 427869 | 10 | 07/07/2004 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Brian Allan Curry | 723260 | 2 | 06/23/2004 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Steven Wayne Stremick | 2737392 | 4 | 06/23/2004 | Customer Dispute | Withdrawn | $6,098.67 | $0.00 | See FINRA Report |
| Joseph Gary D'Ambrisi | 1253873 | 1 | 06/21/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Barry Mitchell Dershaw | 2975165 | 3 | 06/17/2004 | Customer Dispute | Withdrawn | $20,408.00 | $0.00 | See FINRA Report |
| David Marvin Muilenberg | 1057888 | 1 | 06/15/2004 | Customer Dispute | Withdrawn | $14,339.00 | $0.00 | See FINRA Report |
| John Leo Valentine | 1495420 | 12 | 06/07/2004 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| James Douglas Burney | 825044 | 1 | 06/01/2004 | Customer Dispute | Withdrawn | $11,000.00 | $0.00 | See FINRA Report |