Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Jay Dybwad | 2324492 | 3 | 08/27/2004 | Customer Dispute | Withdrawn | $16,016.90 | $0.00 | See FINRA Report |
| Lisa Kaye | 1620348 | 4 | 08/24/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Vladimir Kejas | 1265998 | 1 | 08/23/2004 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Lisa Anne Puttick | 3207926 | 1 | 08/20/2004 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Bennett Eldon Marks | 1081385 | 4 | 08/11/2004 | Customer Dispute | Withdrawn | $41,000.00 | $0.00 | See FINRA Report |
| John Christian Feste | 3246453 | 1 | 08/11/2004 | Customer Dispute | Withdrawn | $41,000.00 | $0.00 | See FINRA Report |
| John Larrence Page | 2269324 | 20 | 08/10/2004 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Robert Paul Elliott | 1550217 | 11 | 08/03/2004 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Lee Udelson | 1254444 | 1 | 08/02/2004 | Customer Dispute | Withdrawn | $9,004.00 | $0.00 | See FINRA Report |
| Scott Erik Aabel | 1493667 | 24 | 07/26/2004 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |