Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Louis Mureddu | 2254790 | 1 | 01/12/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Nelson Dinklage | 2674824 | 4 | 01/10/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Holt Worley | 3004078 | 3 | 12/22/2004 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Timothy Joseph Banks | 4497630 | 4 | 12/22/2004 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Scott Travis Snelling | 2765986 | 6 | 12/22/2004 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Trevor Shawn Sutterfield | 2236383 | 6 | 12/22/2004 | Customer Dispute | Withdrawn | $60,000.00 | $0.00 | See FINRA Report |
| Erick Arndt | 4718619 | 1 | 12/16/2004 | Customer Dispute | Withdrawn | $17,608.00 | $0.00 | See FINRA Report |
| Manny Canales | 1618663 | 4 | 12/15/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Newblock McAlpin | 846223 | 1 | 12/13/2004 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Sarah Lall | 4146283 | 2 | 12/10/2004 | Customer Dispute | Withdrawn | $6,583.33 | $0.00 | See FINRA Report |