Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Coffield | 1216018 | 7 | 04/07/2005 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Anthony Knotek | 2378484 | 1 | 03/28/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Eric Wayne Harding | 2207823 | 14 | 03/09/2005 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Joshua Howard Probeyahn | 4495749 | 1 | 03/07/2005 | Customer Dispute | Withdrawn | $5,262.66 | $0.00 | See FINRA Report |
| Jay Lindsay Geaslen | 2124281 | 3 | 02/24/2005 | Customer Dispute | Withdrawn | $20,899.00 | $0.00 | See FINRA Report |
| Kathleen Yvonne Colin | 1071114 | 1 | 02/18/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jane Louise Hofland | 4280592 | 1 | 02/14/2005 | Customer Dispute | Withdrawn | $18,250.00 | $0.00 | See FINRA Report |
| Eric Jason Abrahams | 4184330 | 3 | 02/03/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thaddeus William Kopec | 1329316 | 1 | 01/24/2005 | Customer Dispute | Withdrawn | $12,767.00 | $0.00 | See FINRA Report |
| Richard Otis Bartch | 2208138 | 7 | 01/18/2005 | Customer Dispute | Withdrawn | $5,931.84 | $0.00 | See FINRA Report |